Accountant, Finance
CLSA(25 days ago)
About this role
Mid-level accounting role supporting a broker-dealer’s finance function, working closely with the CFO and Head Office to maintain regulatory compliance and financial reporting. The role supports preparation of regulatory filings, financial statements, reconciliations, and delivery of information for external audits while helping improve financial processes and controls.
Required Skills
- Regulatory Filings
- Policy Development
- Audit Support
- Management Reporting
- Financial Statements
- Accounts Payable
- Reconciliations
- Month-End Close
- Expense Review
- Payments Processing
+5 more
Qualifications
- Series 99
- Series 27 (FINOP)
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