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Alternatives Compliance Officer at PIMCO - ApplyBlast

Alternatives Compliance Officer

PIMCO

8 days ago

3.8 on Glassdoor

London, England, United Kingdom

Onsite

Full Time

Senior

0 applicants

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About this role

The Alternatives Compliance Officer supports the EMEA Regulatory Compliance team in executing and evolving PIMCO's compliance programme, with a focus on the Alternatives business and EMEA Control Group. The role provides practical, commercial, and risk-based compliance advice across the investment lifecycle while leveraging technology and AI to enhance compliance processes. The position involves advising on new strategies, managing anti-financial crime risks, supporting control group activities, and contributing to programme development and governance.

Responsibilities

Provide compliance advisory and oversight for Alternatives portfolio managers and business leaders
Assess anti-financial crime risks including AML/KYC, sanctions, and fraud for transactions and counterparties
Support EMEA Control Group with information barriers, restricted lists, and market soundings

Skills

About PIMCO

pimco.com

Headquarters

Newport Beach, California, United States

Company Size

1001-5000 employees

Founded

1971

View Profile

PIMCO is an investment management firm providing solutions for institutions, financial professionals and millions of individuals worldwide. Learn more.