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AML Compliance Lead at Transamerica - ApplyBlast

AML Compliance Lead

Transamerica

12 days ago

3.5 on Glassdoor

Philadelphia, Pennsylvania, United States

Hybrid

Full Time

Senior

0 applicants

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About this role

This role leads complex Anti-Money Laundering (AML) compliance activities for the firm's broker-dealer, registered investment adviser, and affiliated insurance agency. The individual serves as a subject matter resource on AML regulations, transaction monitoring, investigations, and financial-crime risk management. The position provides technical leadership by guiding regulatory interpretation, advising stakeholders, and driving program enhancements.

Responsibilities

Lead complex AML reviews including transaction monitoring and investigations
Guide regulatory interpretation and advise stakeholders on compliance requirements
Coordinate responses to regulatory examinations and internal audits

Skills

Qualifications

Bachelor's degree in business, legal studies, risk management, compliance or related fieldFINRA Series 7 and 24 or 6 and 26FINRA Series 65 or 66CAMSCFCS

About Transamerica

transamerica.com

Headquarters

Baltimore, Maryland, United States

Company Size

5001-10000 employees

Founded

1904

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