AML Compliance Officer

The AML Compliance Officer role supports the Chief AML Officer in the Broker-Dealer Securities Division, managing anti-money laundering, sanctions, and financial crime compliance. The position involves providing advisory support on CIP/KYC/CDD, conducting enhanced due diligence reviews, performing transaction monitoring, and handling regulatory escalations. The role requires collaboration with front office teams, auditors, and regulators to ensure adherence to BSA, OFAC, FinCEN, and FINRA/SEC requirements.