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Analyst, Corporate Actions Transparency Services at FINRA - ApplyBlast

Analyst, Corporate Actions Transparency Services

FINRA

4 months ago

3.8 on Glassdoor

Rockville, MD

Hybrid

Full Time

Junior

0 applicants

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About this role

The Corporate Actions Analyst supports day-to-day operational functions in the OTC market by processing corporate actions such as dividends, bankruptcies, and splits for Over The Counter companies. This entry-level role involves reviewing submissions, maintaining case documentation in a CRM application, and researching regulatory rules under direct supervision.

Responsibilities

Review and analyze corporate action submissions regarding dividends and splits
Maintain cases and documentation in CRM Application within allotted timeframe
Perform research on FINRA rules and regulations for specific analysis types
Confer with senior staff to determine course of action for complex issues
Collaborate with member firms and data vendors to enhance section policies

Skills

Qualifications

Bachelor's degree in finance, law, business, or economicsMinimum of one year of related industry experience

About FINRA

finra.org

Headquarters

Washington, District Of Columbia, United States

Company Size

1001-5000 employees

Founded

2007

View Profile

FINRA, the Financial Industry Regulatory Authority, is a nonprofit self-regulatory organization that oversees U.S. broker-dealers and securities markets. It works to protect investors and maintain market integrity through regulation, enforcement, licensing, arbitration and mediation services, and market surveillance. FINRA operates in the financial services and securities regulation industry.