CLSA

Assistant Compliance Manager, Compliance

CLSA(5 months ago)

MumbaiOnsiteFull TimeMedior$76,964 - $103,688 (estimated)Compliance & Legal
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About this role

Designated Company Secretary and Associate Compliance Manager at CLSA India, serving as a Key Managerial Personnel and reporting to the Head of Compliance & Legal. The role supports corporate governance and regulatory compliance across CLSA entities in India and liaises with internal and external stakeholders on compliance matters.

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Required Skills

  • Company Secretarial
  • Compliance Monitoring
  • Regulatory Filings
  • KYC
  • AML
  • Surveillance
  • Excel
  • Communication
  • Teamwork

Qualifications

  • Certified Company Secretary
  • Graduate
  • Postgraduate
  • LLB (Preferred)

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