Assistant General Counsel, Regulatory
FINRA(3 months ago)
About this role
Senior-level attorney role providing legal advice and support throughout the lifecycle of regulatory initiatives and rulemaking. Serves as a subject-matter expert advising FINRA leadership, briefing senior executives and external stakeholders, and preparing sophisticated Board materials and rule filings.
Required Skills
- Legal Analysis
- Regulatory Writing
- Rulemaking
- Stakeholder Engagement
- Economic Analysis
- Public Speaking
- Legal Research
- Mentoring
- Communication
- Judgment
+1 more
Qualifications
- Law Degree
- Licensed Attorney
About FINRA
finra.orgA vibrant market is at its best when it works for everyone. Join the Industry or Take an Exam Register Have Questions or Concerns? Contact Us Look up FINRA Disciplinary Actions Search Cases Research a Broker or Firm Search Brokercheck Featured Member Firm Hub New FINRA Initiatives to Support Members, Markets, and the Investors They Serve By Robert Cook, President and CEO, FINRA. To serve its mission—promoting investor protection, market integrity, and vibrant capital markets—FINRA must continuously improve its regulatory policies and programs to make them more effective and efficient. During my time as CEO, we have worked hard
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