Assistant General Counsel, Regulatory

FINRA(4 months ago)

HybridFull TimeSenior$131,100 - $3,050,000Legal (Office of General Counsel)

About this role

A Senior Attorney in FINRA’s Office of General Counsel provides senior-level legal counsel and serves as a subject-matter expert on securities regulation and regulatory initiatives. The role supports adoption of new regulatory initiatives and engages with internal and external stakeholders, including the Board, advisory committees, and other regulators. This is a senior professional position with increasing responsibility working under general guidance.

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Required Skills

Legal Research
Rule Drafting
Regulatory Advice
Economic Analysis
Board Briefing
Stakeholder Engagement
Oral Communication
Written Communication
Mentoring
Judgment

Qualifications

Law Degree
Licensed Attorney

About FINRA

finra.org

A vibrant market is at its best when it works for everyone. Join the Industry or Take an Exam Register Have Questions or Concerns? Contact Us Look up FINRA Disciplinary Actions Search Cases Research a Broker or Firm Search Brokercheck Featured Member Firm Hub New FINRA Initiatives to Support Members, Markets, and the Investors They Serve By Robert Cook, President and CEO, FINRA. To serve its mission—promoting investor protection, market integrity, and vibrant capital markets—FINRA must continuously improve its regulatory policies and programs to make them more effective and efficient. During my time as CEO, we have worked hard

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