Assistant Special Counsel, Office of Hearing Officers
FINRA(19 days ago)
About this role
The Assistant Special Counsel in the Office of Hearing Officers provides legal support to FINRA Hearing Officers in disciplinary proceedings involving securities laws and regulations. The role involves conducting legal research, managing case processes, drafting decisions, and advising on legal issues related to securities regulation.
Required Skills
- Legal Research
- Litigation
- Legal Drafting
- Securities Law
- Regulatory Compliance
- Legal Analysis
- Decision Drafting
- Hearing Support
- Legal Memoranda
About FINRA
finra.orgA vibrant market is at its best when it works for everyone. Join the Industry or Take an Exam Register Have Questions or Concerns? Contact Us Look up FINRA Disciplinary Actions Search Cases Research a Broker or Firm Search Brokercheck Featured Member Firm Hub New FINRA Initiatives to Support Members, Markets, and the Investors They Serve By Robert Cook, President and CEO, FINRA. To serve its mission—promoting investor protection, market integrity, and vibrant capital markets—FINRA must continuously improve its regulatory policies and programs to make them more effective and efficient. During my time as CEO, we have worked hard
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