CITIC Securities Brokerage (HK) Limited
The role involves managing the end-to-end client onboarding process for Institutional Equities clients across the APAC region, ensuring compliance with global AML/KYC frameworks. The position requires conducting due diligence, validating documentation, and collaborating with internal stakeholders to assess client risk profiles. It focuses on maintaining regulatory compliance while meeting business expectations and client needs.
CITIC Securities Brokerage (HK) Limited (中信証券經紀(香港)有限公司) is a Hong Kong-based financial services firm providing securities and futures brokerage, wealth management, and investment solutions. The firm offers online trading platforms, Hong Kong and international futures, IPO subscriptions, and wealth management services including the Greater Bay Area Cross-boundary Wealth Management Connect. It operates as part of the CITIC Securities group.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for CITIC Securities Brokerage (HK) Limited.
CITIC Securities Brokerage (HK) Limited didn’t post a salary, so this is our estimate from similar listings.
6% below the average for this role
Analyst, Commercial & Investment Bank (CIB) Wholesale KYC Operations
JPMorganChase
Client Due Diligence Specialist
Brown Brothers Harriman
KYC Onboarding Associate
IFX AB
APAC Wholesale KYC Operations Analyst
JPMorganChase
Client Onboarding Specialist, Canadian Commercial Banking
Scotiabank
Senior Associate, Client Acceptance
Vistra Corp