Associate, Compliance (Advertising & Marketing)
Baron Capital(4 days ago)
About this role
Baron Capital seeks a compliance professional to review and approve marketing and advertising materials for regulatory adherence, ensuring communication meets industry rules. The role involves developing guidelines, collaborating with teams, and staying current on regulations, supporting the firm’s compliance efforts in a dynamic environment.
Required Skills
- FINRA Rules
- Regulatory Compliance
- Securities Laws
- Advertising Review
- Financial Markets
- Asset Management
- Investment Concepts
- Recordkeeping System
- Analytical Skills
- Communication
About Baron Capital
baroncapitalgroup.comBaron Capital is an asset management firm that specializes in growth equity investment solutions. Founded in 1982 as an equity research firm, it is known for a long-term, fundamental, active investment approach with research remaining central to its process. Baron offers growth-oriented investment strategies and funds for individual and institutional clients, emphasizing deep company research and patient, conviction-driven portfolio construction.
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