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Associate, Compliance - Rule Automation at PIMCO - ApplyBlast

Associate, Compliance - Rule Automation

PIMCO

3 months ago

3.8 on Glassdoor

Newport Beach, CA, United States

Onsite

Full Time

Junior

0 applicants

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About this role

This role supports PIMCO's proprietary compliance system by accurately coding and automating client, regulatory, and internal guidelines. The Associate collaborates with stakeholders across Legal, Compliance, Technology, and Account Management to implement rules and resolve system inquiries. The position sits at the intersection of investment compliance, technology, and data analytics to translate complex guidelines into scalable automated controls.

Responsibilities

Partner with stakeholders to implement and enhance compliance rules
Research and resolve inquiries related to rule functionality and status
Perform root-cause analysis of rule exceptions and system issues
Support testing and quality assurance for new rule coding and upgrades
Develop subject matter expertise across investment products and regulatory requirements

Skills

Qualifications

Bachelor's degree in Accounting, Business, Finance, Economics, Data, or Computer ScienceCFA designation or active CFA program status

About PIMCO

pimco.com

Headquarters

Newport Beach, California, United States

Company Size

1001-5000 employees

Founded

1971

View Profile

PIMCO is an investment management firm providing solutions for institutions, financial professionals and millions of individuals worldwide. Learn more.