CLSA

Associate Director, Client Onboarding Asia, Operations, CFCM, Investment Banking

CLSA(3 months ago)

Hong KongOnsiteFull TimeDirector$154,946 - $206,766 (estimated)Corporate Finance and Capital Markets
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About this role

The Associate Director in Corporate Finance and Capital Markets leads the client onboarding function and oversees account opening and compliance processes. The role ensures AML/KYC controls and regulatory alignment while serving as a primary escalation point for internal and external stakeholders. It is a senior leadership position based in Hong Kong within a regulated securities environment.

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Required Skills

  • AML
  • KYC
  • Client Onboarding
  • Account Opening
  • Stakeholder Management
  • Team Leadership
  • Compliance
  • Risk Assessment
  • Screening Tools
  • Document Review

+1 more

Qualifications

  • Bachelor's Degree in Finance or Related Field
  • Master's Degree (Preferred)

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