Associate Director, Sales Practice Compliance
Barings Australia Holding Company Pty Ltd
About this role
The Associate Director of Sales Practice Compliance ensures compliance with securities laws and regulations in the US and globally, focusing on marketing materials, electronic communications, and policy development.
Skills
Qualifications
About Barings Australia Holding Company Pty Ltd
barings.comBarings is a global asset management firm focused on delivering excess returns across public and private markets, with expertise in fixed income, real assets, and capital solutions. The firm aims to provide innovative investment strategies for institutional and retail clients around the world. With a commitment to rigorous research and a deep understanding of markets, Barings is dedicated to helping clients reach their financial goals through tailored investment solutions.
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About Barings Australia Holding Company Pty Ltd
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
Unlock Company Insights
View leadership team, funding history,
and employee contacts for Barings Australia Holding Company Pty Ltd.
Salary
$95k – $145k
per year
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