Associate, Equity Capital Markets (12 Month Contract)

This mid-level position supports senior members of the Equity Capital Markets team at Richardson Wealth Investment Advisors in executing private placements and settlement activities. The role requires coordinating with issuers, investment advisors, legal counsel, and internal operations to manage non-brokered and brokered financings while ensuring regulatory compliance. Candidates will maintain accurate transaction records, perform inventory reconciliations in specific systems, and assist with daily transaction execution priorities.