Associate General Counsel, Capital Markets
FINRA(1 month ago)
About this role
Senior legal expert role at FINRA focused on shaping and coordinating capital markets regulatory policy and rulemaking. The position provides authoritative guidance to the Board of Governors and senior management on complex, high‑impact regulatory initiatives and serves as the organization’s recognized subject‑matter expert in market structure and trade reporting matters.
Required Skills
- Regulatory Policy
- Rulemaking
- Legal Research
- Economic Analysis
- SEC Filings
- Public Speaking
- Stakeholder Engagement
- Team Leadership
- Rule Drafting
- Market Structure
Qualifications
- Law Degree
- Bar Admission
About FINRA
finra.orgA vibrant market is at its best when it works for everyone. Join the Industry or Take an Exam Register Have Questions or Concerns? Contact Us Look up FINRA Disciplinary Actions Search Cases Research a Broker or Firm Search Brokercheck Featured Member Firm Hub New FINRA Initiatives to Support Members, Markets, and the Investors They Serve By Robert Cook, President and CEO, FINRA. To serve its mission—promoting investor protection, market integrity, and vibrant capital markets—FINRA must continuously improve its regulatory policies and programs to make them more effective and efficient. During my time as CEO, we have worked hard
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