Neuberger Berman
The Associate General Counsel, ex-U.S. –Private Wealth plays an integral role within Neuberger Berman’s Legal & Compliance Department, focusing on the firm's non-U.S. retail business. The position involves providing strategic legal and regulatory advice, managing client relationships, and ensuring compliance with frameworks such as FCA rules, AIFMD, and MiFID II. This role requires close collaboration with U.S. legal colleagues, regional compliance teams, and business units to implement regulatory changes and support new market initiatives.
Headquarters
New York, New York, United States
Company Size
1001-5000 employees
Founded
1939
Neuberger Berman Group LLC is a private, independent, employee-owned investment management firm. The firm manages equities, fixed income, private equity and hedge fund portfolios for global institutional investors, advisors and high-net-worth individuals.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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