CLSA

Associate, KYC Operations, Operations

CLSA(3 months ago)

Hong KongOnsiteFull TimeMedior$71,202 - $96,206 (estimated)Compliance
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About this role

Responsible for conducting periodic KYC reviews and related KYC tasks for existing clients, excluding client onboarding. Serves as a subject-matter expert to guide clients on KYC requirements and document variations while verifying documents against external data sources. Performs risk and regulatory classification, investigates ownership structures, and escalates issues to AML or Compliance as needed.

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Required Skills

  • KYC Reviews
  • AML Knowledge
  • Risk Classification
  • Document Verification
  • Corporate Structures
  • Due Diligence
  • Regulatory Knowledge
  • Client Interaction
  • Communication Skills
  • Investigative Skills

Qualifications

  • Bachelor's Degree

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