Associate, Quality Control, Investment Banking
CLSA(1 year ago)
About this role
A Senior Quality Control professional in the Investment Banking Department provides independent review and oversight of execution quality for Hong Kong and overseas investment banking transactions. The role reports to the Global Head of Quality Control and the Head of Investment Banking Department (International) and focuses on improving QC policy, transaction approval processes, and related IT systems. The position involves assessing regulatory and business risks and supporting senior management and internal committees with reporting and recommendations.
Required Skills
- Due Diligence
- Document Review
- Policy Review
- Transaction Approval
- Risk Assessment
- Regulatory Knowledge
- Stakeholder Management
- Committee Participation
- Research
- Communication
Qualifications
- Bachelor's Degree
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