Private Markets Group Ltd
A Regulatory Compliance Specialist at IQ-EQ supports investment adviser clients by ensuring adherence to SEC regulations and securities laws. The role involves maintaining compliance programs, drafting policies, and assisting with regulatory exams and client compliance reviews.
Headquarters
Covent Garden, England, United Kingdom
Company Size
1-10 employees
Founded
2025
Private Markets Group Ltd is the UK's leading platform for peer-level dialogue in private capital. It delivers family office events, a newswire, a magazine and data services for family office principals, connecting investors and professionals in the private markets industry.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Private Markets Group Ltd.
5% above the average for this role
Associate - Regulatory Compliance (Alternative Assets)
IQ-EQ
Associate - Regulatory Compliance (Alternative Assets)
IQ-EQ
Associate- Regulatory Compliance (Alternative Assets)
IQ-EQ
Associate - Regulatory Compliance (Alternative Assets)
IQ-EQ
Associate- Regulatory Compliance (Alternative Assets)
IQ-EQ
Associate- Regulatory Compliance (Alternative Assets)
IQ-EQ