LPL Financial

Associate Supervision Professional

LPL Financial

2 months ago
San Diego, CA
Onsite
Full Time
Junior
0 applicants
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LPL Financial
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About this role

At LPL Financial, Associate Supervision Professionals are essential in delivering superior customer service as the first point of contact for supervision technology walk-throughs, industry rules and regulations, and registration and licensing processes. The role emphasizes collaboration, creativity, and a strong commitment to client success in a fast-paced, team-oriented environment.

Skills

Qualifications

FINRA SIESeries 7 Top-off
LPL Financial

About LPL Financial

lpl.com

A leading wealth management firm for independent advisors across the U.S., LPL’s technology and resources can help you and your clients succeed. Learn more.

About LPL Financial

Headquarters

San Francisco, CA

Company Size

201-500 employees

Founded

2018

Industry

Technology

Glassdoor Rating

4.2 / 5

Leadership Team

Sarah Johnson

Chief Executive Officer

Michael Chen

Chief Technology Officer

Emily Williams

VP of Engineering

David Rodriguez

VP of Product

Jessica Thompson

Chief Financial Officer

Andrew Park

VP of Sales

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