AVP, Compliance Officer
Axos Clearing LLC
About this role
The AVP, Compliance Officer at Axos Bank leads compliance risk assessments, quality assurance reviews, and compliance monitoring, supporting business units in regulatory navigation and ensuring the bank's adherence to regulations. The role involves developing compliance programs, evaluating policies, and contributing to the bank's growth in a regulated environment.
Skills
Qualifications
About Axos Clearing LLC
axosbank.comN/A
Recent company news
Business WireAxos Financial, Inc. to Announce Second Quarter Fiscal 2026 Results on January 29, 2026
Dec 30, 2025
SEC.govDocument
May 19, 2025
The Globe and MailAxos Bank Announces Acquisition of Verdant Commercial Capital
Sep 22, 2025
Business WireAxos Financial, Inc. Announces Issuance of $200 Million of Subordinated Notes
Sep 17, 2025
PR NewswireNewbridge Securities Corporation Enters into 5-Year Clearing Agreement with Axos Clearing LLC
Oct 22, 2019
About Axos Clearing LLC
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
Unlock Company Insights
View leadership team, funding history,
and employee contacts for Axos Clearing LLC.
Salary
$70k – $82k
per year