AVP, Sponsor Compliance
LPL Financial
About this role
The AVP, Sponsor Compliance at LPL Financial oversees the sponsor reimbursement and gifts & entertainment responsibilities within the Governance & Controls team. This key position ensures regulatory compliance and collaborates with senior management to refine operational models that support the firm's compliance efforts.
Skills
Qualifications
About LPL Financial
lpl.comIndustry
Finance
A leading wealth management firm for independent advisors across the U.S., LPL’s technology and resources can help you and your clients succeed. Learn more.
Recent company news
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MarketBeatNatixis Advisors LLC Trims Position in LPL Financial Holdings Inc. $LPLA
11 hours ago
About LPL Financial
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
Unlock Company Insights
View leadership team, funding history,
and employee contacts for LPL Financial.
Salary
$102k – $170k
per year
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