Bilingual Trade Supervision Manager
Sun Life(1 month ago)
About this role
The Trade Supervision Manager is part of Sun Life’s Business Governance & Controls team providing first-line oversight of trading and related activities within Canadian Retail Advice and Solutions. The role reports to the Manager, Trade Supervision Oversight and focuses on ensuring adherence to regulatory obligations and Sun Life policies while supporting advisors and field leaders. It operates within a hybrid work environment and supports compliance and governance objectives across the business.
Required Skills
- Trade Reviews
- Supervision
- Compliance
- Risk Identification
- Coaching
- Reporting
- Communication
- Time Management
- Bilingualism
Qualifications
- Mutual Fund Dealer Branch Manager Proficiency
- Branch Manager’s Course Exam (CSI)
- Mutual Fund Branch Manager’s Examination Course Exam (IFSE)
- Branch Compliance Officers Course Exam (CSI)
- Investment Dealer Branch Manager Proficiency (Asset)
About Sun Life
sunlife.comSun Life is a financial services company providing financial planning, life insurance, health insurance, investments and more.
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