Sun Life

Bilingual Trade Supervision Manager

Sun Life

2 months ago
Toronto, Ontario
Hybrid
Full Time
Manager
0 applicants
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Sun Life
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About this role

The Trade Supervision Manager is part of Sun Life’s Business Governance & Controls team providing first-line oversight of trading and related activities within Canadian Retail Advice and Solutions. The role reports to the Manager, Trade Supervision Oversight and focuses on ensuring adherence to regulatory obligations and Sun Life policies while supporting advisors and field leaders. It operates within a hybrid work environment and supports compliance and governance objectives across the business.

Skills

Qualifications

Mutual Fund Dealer Branch Manager ProficiencyBranch Manager’s Course Exam (CSI)Mutual Fund Branch Manager’s Examination Course Exam (IFSE)Branch Compliance Officers Course Exam (CSI)Investment Dealer Branch Manager Proficiency (Asset)
Sun Life

About Sun Life

sunlife.com

Sun Life is a financial services company providing financial planning, life insurance, health insurance, investments and more.

About Sun Life

Headquarters

San Francisco, CA

Company Size

201-500 employees

Founded

2018

Industry

Technology

Glassdoor Rating

4.2 / 5

Leadership Team

Sarah Johnson

Chief Executive Officer

Michael Chen

Chief Technology Officer

Emily Williams

VP of Engineering

David Rodriguez

VP of Product

Jessica Thompson

Chief Financial Officer

Andrew Park

VP of Sales

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