Branch Office Examiner
Osaic
About this role
A Branch Office Examiner at Osaic is responsible for conducting onsite exams of Financial Advisors to ensure compliance with regulations and firm policies. The role involves inspecting branch activities, preparing reports, and educating staff on industry rules and regulations.
Skills
Qualifications
About Osaic
osaic.comOsaic is one of the nation’s largest providers of wealth management solutions and home to a service-driven community of Financial Professionals. The moments our Advisors create with clients inspire us and shape our strategy to empower their success.
Recent company news
Pulse 2.0Osaic: Wealth Management Platform Unveils 2026 Osaic Foundation Board
3 days ago
Business WireOsaic Unveils 2026 Osaic Foundation Board
3 days ago
InvestmentNewsOsaic loses multi-billion dollar asset firm Priority Financial Group to United Planners' Financial Services of America
Nov 13, 2025
Barron'sOsaic Attracts Another Billion-Dollar Team to Its Employee Advisor Unit
2 weeks ago
401k SpecialistCetera Adds $265M Firm from Osaic
Nov 26, 2025
About Osaic
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
Unlock Company Insights
View leadership team, funding history,
and employee contacts for Osaic.
Salary
$65k – $75k
per year
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