Broker Dealer Regulatory Reporting Analyst
Barclays(1 month ago)
About this role
A Broker Dealer Regulatory Reporting Analyst at Barclays supports daily net capital computations and ensures compliance with U.S. broker-dealer regulatory requirements. The role involves preparing and submitting mandatory reports to regulators such as FINRA, SEC, CFTC and CME, and supporting internal and external audits and regulatory examinations to maintain reporting integrity.
Required Skills
- Regulatory Reporting
- Risk Management
- Internal Controls
- Data Analysis
- Stakeholder Management
- Accounting Knowledge
- Audit Response
- Systems Integration
- Communication
- Excel
About Barclays
home.barclaysBarclays is a British universal bank. Our businesses include consumer banking, as well as a top-tier, global corporate and investment bank.
View more jobs at Barclays →Apply instantly with AI
Let ApplyBlast auto-apply to jobs like this for you. Save hours on applications and land your dream job faster.
More jobs at Barclays
Similar Jobs
Director-Broker Dealer Regulatory Reporting
TD Bank Group(4 days ago)
Director-Broker Dealer Regulatory Reporting
TD Bank Group(5 days ago)
Director, Broker-Dealer Operations
Betterment(1 month ago)
Trade Surveillance Manager (Broker-Dealer & Swap Dealer)
Capital(1 month ago)
Assistant FINOP
DriveWealth(1 month ago)
Regulatory Reporting Sr Analyst
Citi(27 days ago)