Barclays
The role supports daily net capital computations and ensures compliance with U.S. broker‑dealer regulatory requirements by preparing and submitting mandatory reports to bodies such as FINRA, SEC, CFTC, and CME. It also oversees audit and examination requests, maintaining transparency and adherence to standards while collaborating with internal and external stakeholders.
Company Size
51-200 employees
Barclays is a British universal bank. Our businesses include consumer banking, as well as a top-tier, global corporate and investment bank.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Barclays.
8% above the average for this role
Barclays keeps overweight on Marex Group plc (MRX) despite volatility concerns
16 hours ago
Director-Broker Dealer Regulatory Reporting
TD Bank
Director-Broker Dealer Regulatory Reporting
TD Bank
VP Broker Dealer Regulatory Reporting
TD Bank
Regulatory Reporting Manager
U.S. Bank
Regulatory Reporting Manager (Broker Dealer)
U.S. Bank
Compliance Officer, Broker-Dealer Advisor (Equities and Options) - VN2750
MarEx Group