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BU Compliance - Senior Associate at State Street - ApplyBlast

BU Compliance - Senior Associate

State Street

4 months ago

3.4 on Glassdoor

Bangalore, India

Hybrid

Full Time

Junior

0 applicants

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About this role

This role involves analyzing client investment mandates and translating complex regulatory requirements into system-based compliance logic. The candidate will perform annual reviews of compliance matrices, monitor portfolio adherence, and collaborate with coding teams and stakeholders to ensure accurate rule implementation.

Responsibilities

Translate complex regulatory requirements into actionable system logic
Perform annual reviews of compliance matrices against updated prospectuses
Liaise with clients to obtain information for rule interpretation
Identify operational risks and recommend procedural improvements
Collaborate with coding teams to implement compliance rules

Skills

Qualifications

Bachelor's Degree in FinanceMaster's Degree in AccountingSeries 7 LicenseCAC 7 License

About State Street

statestreet.com

Headquarters

Boston, Massachusetts, United States

Company Size

10001+ employees

Founded

1792

View Profile

State Street is a global financial services company offering investment servicing, investment management, markets trading and financing, and data intelligence solutions to institutional clients across 100+ markets. Through its capabilities in custody, accounting, foreign exchange, and proprietary data-driven insights, it helps investors manage risk, access liquidity, and optimize performance. State Street also operates SPDR ETFs and conducts leading market research through its annual Markets Research Retreat.