CLSA

Business Manager, Institutional Equities

CLSA(5 months ago)

New York, NYOnsiteFull TimeJunior$80,000 - $95,000Operations
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About this role

A Client Onboarding Associate at CITIC CLSA supports the end-to-end onboarding lifecycle for new clients, ensuring accurate documentation and regulatory compliance. The role works with internal teams and management to support process improvements and provide reporting that informs operational decisions.

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Required Skills

  • Client Onboarding
  • KYC
  • AML
  • Documentation Review
  • Compliance
  • Reporting
  • Microsoft Excel
  • Communication
  • Project Management

Qualifications

  • Bachelor's Degree in Finance, Business or Economics
  • Series SIE
  • Series 99

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