C&AFC – Global Markets Compliance - VP
Deutsche Bank(6 months ago)
About this role
The role supports the Global Markets Compliance team for Equity business, providing timely advice and ensuring adherence to regulatory frameworks and internal policies. It involves reviewing controls, conducting risk assessments, and preparing reports for management and regulators while engaging with various stakeholders across the business.
Required Skills
- Equity Compliance
- Risk Assessments
- Regulatory Guidance
- Stakeholder Engagement
- Financial Regulations
Qualifications
- University Degree or Equivalent
- 5 Years Equity Compliance Experience
About Deutsche Bank
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