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CASS Oversight Manager (SMF18) (f/m/d) at Upvest - ApplyBlast

CASS Oversight Manager (SMF18) (f/m/d)

Upvest

7 days ago

4.1 on Glassdoor

London, England, United Kingdom

Hybrid

Full Time

Manager

0 applicants

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About this role

The CASS Oversight Manager ensures that client money and custody assets held by Upvest Securities are protected, segregated, and fully compliant with the FCA’s Client Assets Sourcebook (CASS). This role serves as the primary authority on CASS, bridging regulatory requirements with operational processes and scalable investment APIs. The position involves collaborating with cross-functional teams to maintain a robust client asset framework, oversee reconciliations, manage breaches, and embed CASS compliance into product development.

Responsibilities

Own the CASS oversight framework and maintain risk assessments
Oversee daily client money calculations and asset reconciliations
Manage breaches, regulatory reporting, and annual CASS audits

Skills

Qualifications

CISI Client Assets Specialist qualification

About Upvest

upvest.co

Headquarters

Berlin, Berlin, Germany

Company Size

51-200 employees

Founded

2017

View Profile

Upvest is Europe's leading investment infrastructure provider, offering an all-in-one platform covering technology, operations, licences, and a partner ecosystem for banks, fintechs, brokers, and wealth managers. Its cloud-native Investment API enables clients to launch and scale investment products — including fractional investing, savings plans, and model portfolios — across 20+ European markets and the UK. Regulated by BaFin and the FCA, Upvest handles end-to-end brokerage, settlement, and custody, automating over 99% of middle- and back-office processes.