Chief Compliance Officer and General Counsel
dplfp
About this role
DPL Financial Partners is seeking a senior legal and compliance leader to oversee regulatory compliance, legal strategy, risk management, and corporate governance. Reporting to the CEO, this role focuses on ensuring adherence to federal and state regulations in the financial services industry and fostering a culture of integrity and transparency.
Skills
Qualifications
About dplfp
dplfp.comDPL Financial Partners is a fintech company focused on modernizing annuities and insurance by removing commissions and delivering commission-free, low-cost solutions for fiduciary advisors and retirement investors. Its Avenew platform connects RIAs and their clients to a marketplace of commission-free annuities and life insurance from 20+ carriers, with tools for product discovery, digital fulfillment, contract management, and fee billing. The company also serves individual investors through a self-serve marketplace with annuity comparison tools to promote transparency and cost efficiency. Based in Louisville, Kentucky, DPL serves the United States and was founded in 2018 to align financial advice with client outcomes.
About dplfp
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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