AllianceBernstein
An Investment Compliance Analyst at AB handles guideline documentation, rule coding, trade and portfolio compliance monitoring, and client certification reporting within a global investment management firm. The role requires interpreting client guidelines, testing investment restrictions in compliance systems, and producing accurate reports while collaborating with portfolio managers, traders, and legal teams. Candidates will work with various vendors and internal platforms to ensure adherence to regulatory requirements across fixed income, equity, and multi-asset portfolios.
Headquarters
Nashville, Tennessee, United States
Company Size
1001-5000 employees
Founded
1967
AllianceBernstein is fully invested in creating better outcomes for investors ranging from individuals to the world’s largest institutions.
The AI Boom: Bubble or Bonanza?
Oct 22, 2025
AllianceBernstein: SFDR Unpacked: What to Look for in Article 8 and 9 Portfolios
1 week ago
From retrenchment to risk-taking. How Seth Bernstein grew AllianceBernstein from $500 billion to $875 billion.
3 weeks ago
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for AllianceBernstein.
AllianceBernstein didn’t post a salary, so this is our estimate from similar listings.
21% below the average for this role
AllianceBernstein Selects SimCorp as Investment Tech Partner
3 weeks ago
Portfolio Guideline Compliance %E2%80%93 Investment Management %E2%80%93 Senior Associate London United Kingdom
Morgan Stanley
Guideline Management
Barings
Sr Guideline Monitoring Analyst
Wellington Management Company
Credit Research Analyst
Oracle
Insurance Portfolio Manager
JPMorganChase
Insurance Portfolio Manager
JPMorganChase