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Client Regulatory Sr. Associate at HedgeServ - ApplyBlast

Client Regulatory Sr. Associate

HedgeServ

4 months ago

3.7 on Glassdoor

Dallas, TX

Hybrid

Contract

Junior

0 applicants

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About this role

A Regulatory Reporting Specialist at HedgeServ supports fund administration operations by managing complex regulatory filings across SEC, CFTC, and EU frameworks. The role involves liaising with internal teams, assisting in technology implementations, and educating clients on compliance requirements within the alternative investments sector.

Responsibilities

Prepare accurate regulatory filings for SEC Form PF and CFTC Form CPO-PQR
Collaborate with middle office and fund accounting teams on operational requirements
Assist in integrating third-party regulatory service offerings and software systems
Educate client service teams on new regulatory requirements and impact
Conduct research and presentations regarding evolving regulatory compliance standards

Skills

Qualifications

Bachelor's Degree in Finance or AccountingCFA or Series 7 Certification (Preferred)2-4 Years Experience in Audit or TaxExperience with Alternative Investment Products