Client Segment Risk Conduct, Controls & Governance - Control Design - Vice President

The Vice President role within the Wealth Management Conduct, Controls & Governance team focuses on designing and implementing supervisory controls to mitigate risks related to sales practice misconduct and policy violations. The position involves assessing existing controls, identifying enhancements including AI solutions, and coordinating with key stakeholders across Technology, Legal, Compliance, and Risk groups. This role requires significant expertise in sales practice conduct and investment risk to lead control design assessments and enhancements.