野村ホールディングス(株)
As a Trade Surveillance Analyst at Nomura, you will monitor trading activities across various asset classes to detect potential market abuse, insider trading, and other regulatory breaches. The role involves analyzing trade data using specialized tools and analytics to conduct detailed investigations into suspected misconduct and ensuring closure in line with global compliance frameworks.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for 野村ホールディングス(株).
野村ホールディングス(株) didn’t post a salary, so this is our estimate from similar listings.
229% above the average for this role
Trade Surveillance Personnel
JPMorganChase
Senior Trade Surveillance Analyst
Lloyds Bank
Senior Compliance Officer, Trade Surveillance
Deutsche Bank
Assistant Vice President - Communication Surveillance
HSBC
Associate
JPMorganChase
Trade Surveillance, Futures Compliance, Compliance
CITIC Securities Brokerage (HK) Limited