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Janney Montgomery Scott LLC
The Complex Supervisory Manager collaborates with the Complex Director to oversee operational, supervisory, and compliance functions across a complex of three branches. This role ensures adherence to firm and regulatory requirements while fostering a culture of compliance, operational integrity, and risk awareness. The position serves as the primary liaison between the complex and home office departments, managing resources and supporting staff in maintaining operational excellence.
Headquarters
Philadelphia, Pennsylvania, United States
Company Size
1001-5000 employees
Founded
1832
Janney Montgomery Scott LLC (Janney) is a full-service wealth management and financial services firm that provides financial planning, investment advisory, brokerage, retirement plan, and trust services to individuals, families, and institutions. The firm delivers personalized advice through a nationwide network of financial advisors, backed by in-house equity research, portfolio management, and capital markets expertise. Janney also supports institutional clients with fixed income and equity trading, corporate finance, and underwriting. With a long-standing presence in the U.S. market, the firm emphasizes research-driven, long-term investment strategies and holistic financial planning.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Janney Montgomery Scott LLC.
43% above the average for this role