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Compliance Analyst (Temporary) at Seaport Global Holdings LLC - ApplyBlast

Compliance Analyst (Temporary)

Seaport Global Holdings LLC

5 days ago

3.7 on Glassdoor

Remote

Temporary

Medior

0 applicants

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About this role

Seaport Global Holdings LLC seeks a detail-oriented Compliance Analyst to support daily surveillance and supervisory programs for fixed income and equity sales, trading, and research businesses. The role involves trade review, research approval, and managing registration and licensing processes. This temporary assignment is expected to last 2–3 months with potential extension based on business needs.

Responsibilities

Conduct daily trade review and surveillance using regulatory systems
Review and approve communications for compliance with FINRA rules
Process employee registrations and amendments in FINRA systems

Skills

Qualifications

Series 7Series 24

About Seaport Global Holdings LLC

seaportglobal.com

Headquarters

New York, New York, United States

Company Size

201-500 employees

Founded

2001

View Profile

Seaport Global is an independent investment bank and broker‑dealer offering fixed‑income and equity sales & trading, corporate finance and M&A advisory, research, and asset management services. The firm serves institutional investors, corporations and private clients with capital markets execution, underwriting and strategic advisory across domestic and international markets. Seaport emphasizes research‑driven insights and tailored solutions, operating affiliated platforms and a global footprint. The company also highlights its firm culture and philanthropic activities as part of its client and community engagement.