Compliance Analyst
SCS Financial
About this role
A Compliance Analyst at SCS supports the Chief Compliance Officer in implementing the firm’s compliance program and provides diversified experience across functional areas of an investment advisory firm.
Skills
Qualifications
About SCS Financial
scsfinancial.comSCS Financial is an investment and wealth management firm offering personalized, consultative financial planning and investment management. With offices in Boston, New York, California and Rhode Island, the firm helps clients develop tailored strategies for retirement, wealth preservation, and portfolio management. SCS emphasizes an ongoing, relationship-driven approach to managing clients’ financial lives.
Recent company news
AdvisorHubSCS Financial Archives
Jun 17, 2025
CitywireEx-advisors sue Focus, SCS over restrictive covenants
Jun 18, 2025
Wealth ManagementEx-Focus Financial Advisors Sue to Nullify Non-Compete Agreements
Jun 17, 2025
GuruFocusSteelcase Inc (SCS) Q2 2026 Earnings Report Preview: What To Exp
Sep 24, 2025
AdvisorHubFocus, SCS Sued Over ‘Staggeringly Overbroad’ Non-Compete Agreements
Jun 17, 2025
About SCS Financial
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
Unlock Company Insights
View leadership team, funding history,
and employee contacts for SCS Financial.
Salary
$70k – $90k
per year
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