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Compliance Analyst at Invesco - ApplyBlast

Compliance Analyst

Invesco

4 months ago

3.8 on Glassdoor

Hyderabad, Telangana

Hybrid

Full Time

Senior

0 applicants

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About this role

This role supports the Global Ethics Office (GEO) across APAC and EMEA regions, handling employee trading compliance, transaction monitoring, and policy enforcement. The Compliance Analyst manages trade executions, reviews periodic statements, and maintains data within compliance systems like STAR Compliance. Key duties include reviewing pre-clearance requests, resolving system-generated cases, and supporting internal and external audit teams.

Responsibilities

Process trade executions and review monthly employee statements
Review personal trading pre-clearance requests against ethical policies
Monitor transactions to identify potential conflicts of interest
Support internal and external audit requests with compliance data
Maintain broker governance and resolve data discrepancies

Skills

Qualifications

MBACommerce DegreeFinance Degree

About Invesco

invesco.com

Headquarters

Atlanta, Georgia, United States

Company Size

5001-10000 employees

Founded

1935

View Profile

Invesco is a global investment management company offering a wide range of investment products and services, including ETFs, mutual funds, and institutional strategies. The firm serves individual investors, financial professionals, and institutional clients across the Americas, Asia Pacific, Europe, and the Middle East. Invesco operates multiple regional platforms and branded investment vehicles, such as Invesco QQQ and CollegeBound529.