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Compliance Analyst at Northern Trust - ApplyBlast

Compliance Analyst

Northern Trust

3 months ago

3.7 on Glassdoor

Manila, Philippines, Philippines

Onsite

Full Time

Senior

0 applicants

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About this role

The role is responsible for reviewing, interpreting, and disseminating current and proposed laws and regulations, providing compliance risk advice, and developing testing plans to ensure adherence to regulatory and internal policies. The analyst conducts testing, documents results, advises management on potential issues, and collaborates with internal audit and business units to drive compliance improvements.

Responsibilities

Review and interpret laws and regulations
Develop testing plans and conduct compliance testing
Document and summarize testing results
Engage with business units and senior management on compliance issues
Track identified issues to closure

Skills

About Northern Trust

northerntrust.com

Headquarters

Chicago, Illinois, United States

Company Size

10001+ employees

Founded

1889

View Profile

Northern Trust is a financial services firm guided by founding principles of service, expertise, and integrity since 1889. The company offers wealth management, asset servicing, and investment solutions tailored to the needs of individuals, families, and institutions. Its clients include family offices, financial advisors, investment managers, pension funds, nonprofits, and sovereign entities, among others.