Compliance Analyst

The Compliance Analyst provides regulatory guidance, advice, and support to Davenport, a dually registered broker-dealer and investment advisor. This full-time, on-site role in Richmond, VA, primarily collaborates with the AML Officer and Compliance Manager of Risk and Control to ensure adherence to SEC, FINRA, and MSRB regulations. The position requires strong analytical and communication skills to handle confidential matters and manage compliance-related inquiries.