Cerity Partners
The Compliance Associate supports the firm's compliance program across affiliated entities, ensuring adherence to regulations, firm policies, and client obligations. This role involves day-to-day administration of core compliance functions, including code of ethics oversight, regulatory filings, and examination readiness, while identifying and mitigating compliance risks. The position requires collaboration with various teams to strengthen the firm's compliance infrastructure and maintain a proactive approach to regulatory frameworks.
Cerity Partners offers comprehensive, custom-tailored wealth management for individuals, businesses, and nonprofit organizations.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Cerity Partners.
Warburg Pincus to lead $1bn investment in Cerity Partners at $8.5bn valuation: Sources
3 weeks ago