Compliance Associate/VP
Galaxy
About this role
The Compliance Associate/VP will manage day-to-day compliance functions for Galaxy’s investment advisory business, ensuring adherence to SEC, FINRA, and CFTC regulations as they relate to digital assets. The role supports regulatory oversight, policy implementation, and review of marketing materials and regulatory filings for SEC-registered RIAs serving retail and institutional clients.
Skills
Qualifications
About Galaxy
galaxy.comGalaxy is a diversified financial services and investment firm focused on digital assets and blockchain technology. It serves institutional clients with trading, asset management, investment banking/advisory, principal investments, and technology operations including crypto mining and data centers. The firm emphasizes institutional‑grade infrastructure, custody, liquidity and risk‑managed solutions to support capital raising and market access in the crypto ecosystem. Founded by Mike Novogratz, Galaxy positions itself as a full‑service partner for institutions entering digital asset markets.
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About Galaxy
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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View leadership team, funding history,
and employee contacts for Galaxy.
Salary
$130k – $170k
per year