TD Bank Group

Compliance Business Oversight Manager

TD Bank Group

25 days ago
Charlotte, NC
Onsite
Full Time
Manager
1 applicant
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TD Bank Group
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About this role

TD Bank US Wealth Compliance is seeking a Compliance Administration Oversight & Reporting Manager in Charlotte, NC. The role leads regulatory adherence and risk management for the wealth business, overseeing monitoring, reporting, and governance processes and partnering with operations, technology, and business teams to strengthen the compliance program. The ideal candidate will shape a forward-looking, scalable compliance function in a fast-paced environment, combining strategic vision with practical execution.

Skills

Qualifications

Bachelor's DegreeFINRA Series 7FINRA Series 63FINRA Series 24
TD Bank Group

About TD Bank Group

td.com

Explore TD's online banking services, credit cards, checking accounts, savings accounts, loans and more financial products for you and your business.

About TD Bank Group

Headquarters

San Francisco, CA

Company Size

201-500 employees

Founded

2018

Industry

Technology

Glassdoor Rating

4.2 / 5

Leadership Team

Sarah Johnson

Chief Executive Officer

Michael Chen

Chief Technology Officer

Emily Williams

VP of Engineering

David Rodriguez

VP of Product

Jessica Thompson

Chief Financial Officer

Andrew Park

VP of Sales

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