Compliance Consultant, Conduct/Conflicts & Ethics - F500
Axiom Talent Platform
About this role
A Compliance Consultant specializing in Conduct and Ethics provides support in regulatory compliance activities within the financial services sector. The role involves managing conflict assessments, personal trading oversight, and regulatory responses, ensuring adherence to legal standards and firm policies.
Skills
Qualifications
About Axiom Talent Platform
axiomlaw.comAxiom is a legal services provider that connects companies with on‑demand legal talent through a network of 14,000+ lawyers. It delivers flexible staffing and managed legal services—from contract lawyers and project teams to integrated, technology‑enabled legal operations—so in‑house teams can scale expertise, control costs, and meet compliance needs. Clients choose Axiom for experienced attorneys, flexible engagement models, and a platform approach that blends senior legal skills with operational and tech support.
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About Axiom Talent Platform
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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Salary
$85k – $115k
per year