About this role
The Compliance Consultant is part of the Global Distribution Compliance team, focusing on advertising compliance reviews for various financial products to ensure adherence to SEC and FINRA regulations. The role involves collaborative efforts to support regulatory filings, policy development, and industry engagement.
Required Skills
- FINRA
- SEC
- Financial Products
- Compliance
- Regulatory Filings
- Investment Funds
- Social Media
- Social Media Advertising
- Investment Advisor
- Management Experience
About Manulife
manulife.comManulife is a leading financial services group. We provide financial advice, insurance, as well as wealth and asset management solutions for individuals, groups and institutions.
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