Capital Group
The Compliance Lead provides compliance oversight and reviews marketing materials for retail and institutional investors across various investment vehicles. This role involves collaborating with global legal and compliance teams to guide business decisions and ensure adherence to regulatory requirements. The position requires providing guidance on advertising rules and maintaining recordkeeping standards for marketing communications.
Headquarters
Washington, District Of Columbia, United States
Company Size
11-50 employees
Founded
2008
Capital Group delivers the expertise, ingenuity and results needed by government and private business.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Capital Group.
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