Compliance & Legal – Senior Regulatory Compliance Officer
Huatai Financial Holdings (Hong Kong) Limited(3 months ago)
About this role
The Senior Regulatory Compliance Officer in Japan will lead compliance efforts by securing licenses, overseeing regulatory matters, and ensuring adherence to Japanese financial regulations. This role involves developing tailored compliance policies, conducting risk assessments, providing training, and fostering collaboration across teams while maintaining a strong ethical framework.
Required Skills
- Regulatory Compliance
- Risk Assessments
- License Applications
- Compliance Policies
- Team Leadership
Qualifications
- Degree from a Reputable University
- 10 Years Experience
- 5 Years in Compliance
- Familiarity with Japanese Regulations
- Project Management Skills
About Huatai Financial Holdings (Hong Kong) Limited
com.hkN/A
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