Compliance & Legal – Senior Regulatory Compliance Officer
Huatai Financial Holdings (Hong Kong) Limited
About this role
The Senior Regulatory Compliance Officer in Japan will lead compliance efforts by securing licenses, overseeing regulatory matters, and ensuring adherence to Japanese financial regulations. This role involves developing tailored compliance policies, conducting risk assessments, providing training, and fostering collaboration across teams while maintaining a strong ethical framework.
Skills
Qualifications
About Huatai Financial Holdings (Hong Kong) Limited
com.hkN/A
Recent company news
Bloomberg.comLevin Wang of Huatai Financial Holdings: Controlling risk exposure while driving company growth
Jul 26, 2021
Wilson SonsiniWilson Sonsini Advises Underwriters on Black Sesame IPO and SEHK Listing, the First-Filed Chapter 18C Listing in Hong Kong
Aug 8, 2024
GasgooGeely-backed CaoCao Inc. set to go public in Hong Kong
Jun 17, 2025
FX News GroupHK SFC issues restriction notices for 17 trading accounts linked to social media scam
Nov 26, 2021
entArabiHuatai Securities is Leading China’s Financial Transformation with AI Innovation – إنت عربي | منصة رواد الأعمال العرب
May 6, 2024
About Huatai Financial Holdings (Hong Kong) Limited
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
Unlock Company Insights
View leadership team, funding history,
and employee contacts for Huatai Financial Holdings (Hong Kong) Limited.
Salary
$105k – $142k
per year
More jobs at Huatai Financial Holdings (Hong Kong) Limited
FICC - Business Management - Analyst to Associate
Huatai Financial Holdings (Hong Kong) Limited
General Management and Coordination - Administrative Officer
Huatai Financial Holdings (Hong Kong) Limited
Agile Delivery Manager (m/w/d) – SaaS & AI
Huatai Financial Holdings (Hong Kong) Limited
Operations Management – Digital Solutions – Project Manager
Huatai Financial Holdings (Hong Kong) Limited