Compliance Manager - Agent Regulatory Compliance/Agent Misconduct (Hybrid)
Transamerica(1 month ago)
About this role
The role directs day-to-day operations of Transamerica's compliance department, ensuring regulatory adherence for insurance and annuity products and managing interactions with state insurance departments. The position oversees complex investigations (AML, fraud, market conduct), complaint responses, and filings, and collaborates with legal and business teams on regulatory changes. It is part of Transamerica's Regulatory Compliance function based in Cedar Rapids, IA.
Required Skills
- Regulatory Compliance
- Insurance Products
- Annuities
- Agent Oversight
- Risk Assessment
- Investigations
- AML
- Market Conduct
- Sales Practices
- Suitability
+5 more
Qualifications
- Bachelor’s Degree in Relevant Field
About Transamerica
transamerica.comLet Transamerica help you live your best life and build financial security. Explore our customizable life insurance, retirement, and investment solutions.
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